Policy 919 - Information and Cyber-Security Incident Response Policy

Section: Information Technology
Policy Number: 919
Responsible Office: Information Technology
Effective Date: 5/1/19
Revised: 5/1/19

Policy Statement

An incident is defined as “any adverse event that compromises some aspect of a computer or network security.”  Incidents are grouped into the following categories:

  • Loss of confidentiality of information.
  • Compromise of the integrity of information.
  • Misuse of service, systems, or information.
  • Damage to property, systems, or St. John’s University’s (St. John’s) assets.

The purpose of this policy is to provide a well-defined, organized approach for handling any potential threat to computers and data, as well as taking appropriate action when the source of the intrusion or incident at a third party is traced back to the institution. 

This policy facilitates the development of an incident response plan, process and procedure that:

  • Helps personnel identify, react, categorize and classify a cyber and/or security incident quickly and effectively
  • Minimizes loss of information or disruption of services due to an incident
  • Ensures that post-event recovery is correct and complete
  • Protects computing systems and corresponding data
  • Uses technical and managerial personnel efficiently and effectively while responding to an incident
  • Communicates incident response measures to appropriate internal and external parties
  • Properly handles legal issues

Scope and Applicability

This policy applies to the University Community. Adherence to this policy helps safeguard the confidentiality, integrity and availability of the University’s information assets, and protects the interest of the University, its customers, personnel and business partners.

Policy

Institutional data and computing resources must be monitored to detect system, security, and operational events that may compromise their confidentiality, integrity, or availability.  

Formalized incident response and investigation procedures are in place.  Events are logged to ensure a timely response to information security incidents and to communicate information security events and vulnerabilities associated with information systems in a manner that allows appropriate and timely corrective action to occur. 

While preventing every incident from occurring is not feasible, two key aspects are established to manage the impact of an incident:

  • A formalized plan detailing procedures for incident prevention, detection, assessment, forensics, containment, and recovery activities to mitigate computer security risks. 
  • Designated team(s) to respond to an incident and who is responsible for following the procedures set forth in the plan.

Definitions

The following are the definitions relevant to the policy:

  • Computing Resources: All University information processing resources including all University owned, licensed, or managed computing services, hardware, software, and use of the University network via physical or wireless connection regardless of the ownership of the computer or device connected to the network.
     
  • Institutional Data: All data owned or licensed by the University
     
  • University Community: Includes faculty, administrators, staff, student workers, graduate/technical assistants, alumni, interns, guests or agents of the administration, external individuals and organizations accessing University network services, and other authorized users.

Compliance

The University reserves the right to audit networks and systems on a periodic basis to ensure compliance with this policy. Instances of non-compliance must be presented to and reviewed and approved by the CIO, the Director of Information Security, or the equivalent officer(s).

All breaches of information security, actual or suspected, must be reported to, and investigated by the CIO and the Director of Information Security. 

Those who violate security policies, standards, or security procedures are subject to disciplinary action up to and including loss of computer access and appropriate disciplinary actions as determined by the University.

Related Policies, Standards or Regulations

  • STD-IR-001 Information Security Incident Response Standard