Captive Insurance Companies

A bibliography from the holdings of the
Kathryn & Shelby Cullom Davis Library
St. Johns University, Manhattan Campus
101 Murray Street, N.Y., N.Y. 10007

Last Update: 1/23/08

Adkisson, Jay
     Adkisson's captive insurance companies : an introduction to Captives, closely
    -held  insurance companies, and risk retention groups.  New York : iUniverse, Inc.,
     2006.

Anderson, Eugene R.
      Techniques of self-insurance. New York, N.Y:: Practising Law Institute, 1986.

Association captives and mutuals.
      Papers from an international seminar held in Guernsey, May 1987, organised by 
      Insurance and Reinsurance Research Group. London : Insurance and
      Reinsurance Research Group, 1987.

Bank of America.
      Captive insurance companies. [London], 1989.

Barrese, James T.,
      The tax treatment of captives, / by James T. Barrese and Jack M. Nelson.  CPCU  
      journal, ( v.43, no.2, p.76-83, June, 1990 )

Bawcutt, P. A.
      Captive insurance companies : establishment, operation and management / P.A.
      Bawcutt. 4th ed. London : Witherby & Co. Ltd., 1997.

Branch, Joseph C.
      Monoline industry captives and the regulatory function. " Journal of insurance
      regulation" v.6, no.4, p.508-517, June, 1988.

Captive insurance.
     London, Eng. : Person Professional, c1995. vi,106p. : ill. ; 30cm.

Carter, Robert L.
      Increased retention [equals] increased risk. In: Foresight, ( v.7, no.12, p.16-23,
     June, 1982 )

Clark, M. W. G.
      Forming and operating a captive insurance company. Foresight, ( v.3, no.8, p.46-
      51, February, 1978 )

Clark, Peter T.
     Transnational risk finance.: CPCU journal, ( v.43, no.3, p.180-189, September,
     1990 )

Cole, Mitchell J.
      Captive strategic planning, / by Mitchell J. Cole with assistance from C.R. Lindahl. :     Risk management reports,, ( v.10, no.3, p.11-49, May/June 1983 )

Conning & Company.
     Alternative commercial lines insurance mechanisms : continued growth and 
     innovation - implications and responses. Hartford, CT, 1987.

------. Alternative markets. evolving to a new layer. Hartford, CT, 19996.

-----. Property casualty alternative markets : analysis and opportunities. Hatford, CT,
         1994.

Coopers & Lybrand.
      Captive insurance companies update. [New York], c1987.

Cross, Mark L.,
      The impact of captive insurer formation on the parent firm's value / [by] Mark L.
      Cross, Wallace N. Davidson, III, and John H. : Journal of risk and insurance,
      ( v.53, no.3, p.471-483, September, 1986 ).

Cross, Mark Lawson,
     Taxes, stock returns and captive insurance subsidiaries / [by] Mark L. Cross,
     Wallace N. Davidson III [and] John H. Thornton.  Journal of risk and insurance,
     ( v.55, no.2, p.331-338, June, 1988 ).

Culp, Christopher L.
     Structured finance and insurance : the ART of managing capital and risk.Hoboken,
      N.J. : Wiley, 2006.

Curcio, William N.
     Captives and terrorism risk Macdonald.  John Liner review  ( v. 17, no. 4 ,
     Winter 2004).

Datamonitor,
     Captive insurance. London, U.K. : Person Professional, 1995.

Diallo, Alahassane Issah,
      Asymmetric information, / captive insurers' formation, and managers' welfare
     gain  [by] Alahassane Diallo and Sangphill Kim. Journal of risk and insurance,
     ( v.56, no.2, p.233-252, June, 1989 )

Dowding, Tony
      Global developments in captive insurance. London: Pearson Profeesional, 1997.

-----.
     ART under the microscope. London : Zigzag Publishing Ltd on behalf of Risk &
      Insurance Research Group Ltd, 2002.

Duffy, Kenneth J.
      Captives and risk financing. In: Insurance institute of London. Journal, ( v.68, p.73-
      79, 1980 )

Finney, Malcolm J.
      Captives a tax and financial analysis. London : Risk and Insurance Research
      Group, c1991..

Finston, Irving L.
      Pension funds and insurance reserves : a resource for financial officers / Irving
     L. Finston, Robert L. Mehr.Homewood, III. : Dow Jones-Irwin, 1986.


Faure, Michael
      Insurance and expanding systemic risks. Paris : Organisation for Economic Co-
      operation and  Development, 2003.

Garven, James Robert,
      Corporate insurance contracting and the value of the firm. [Ann Arbor : University
     Microfilms International], 1984.

Gordon, Alan.
     Risk financing. London : Witherby & Co., 1992.

Goshay, Robert C.,
      Captive insurance companies. In: Snider, Harold Wayne. Risk Management. 
      c1964.

Greene, Donald J.
      Captives : the long swim back and other opportunities. The forum, ( v.20, no.4,
      p.627-639, Summer, 1985 )

Hare, William A. D.
      Captive insurance companies / [by] William A.D. Hare [and] Joseph C. Smetans.
      (New York] : American Management Association, [1972] 25 p. ; 28 cm.

Hur, Yeon.
      Insurance insolvency surveillance systems and their application to captive
      insurers. Ann Arbor, MI. : University Microfilms International, 1993.

Kamath, Ravindra R.
      Factors influencing the formation of captives / by Ravindra Kamath, and Jean
      West Southworth. In: CPCU journal, ( v.45, no.4, p.218-226, December, 1992 )

KPMG Peat Marwick.
      Captive insurance update : an executive guide to alternative insurance markets &
      programs. 3rd ed. Houston, TX : 1992.

Lee, Charles R.
      A captive niche for the mediumsized business. In: The John Liner review, ( v.5,
      no.4, p.17-21, Winter, 1992 )

Leonard, Gregory E.
      Generally accepted captive standards, pt.1 : financial standards / [by] Gregory E.
       Leonard and D.Hugh Rosenbaus. Darien, CT : Tillinghast, c1988.

Levy, James.
      Gibraltar as a captive insurance company location. In: Foresight, ( v.6, no.3, p.37-
      41, September, 1980 )

Ling, Frank K.
      Development of association insurance captives : application of the Federal risk
      retention act to developed and developing: Journal of insurance regulation, ( v.5,
      no.4, p.384-408, June, 1987 )

LLP Limited.
     Association captives and mutuals ; papers from an international seminar held in
     Guernsey, May 1987.London : Insurance and Reinsurance Research Group, 1987
     84 p. : illus. ; 30 cm.

McVeigh, Donn P.
     Risk retention groups and other group captives : stock, mutual, or reciprocal?
     In: CPCU journal, ( v.43, no.2, p.92-99, June, 1990 )

Moody, Michael J.
     Association and group captives : ten keys to success. In: The John Liner review,
      ( v.1, no.1, p.20-26, Spring, 1987 )

Moreau, Rémi.
      La compagnie captive : naissance, difficultés et premier déclin. In: Assurances,
      ( v.48, no.3, p.224-235, October, 1980. )

Osmint, Geoffrey.
      A captive home investment thoughts. In: Foresight, ( v.8, no.7, p.4-7, January,
      1983 )

Porat, M. Moshe.
     An analysis and evaluation of the offshore captive insurance companies
     movement. [Ann Arbor : University microfilms], 1981.

Robertson, James A.
       The captive insurance manual : a guide to captive insurance companies and risk
       retention groups / by James A. Robertson, Stephen S. Olds and Beth Kravetz.
       Chatsworth, Calif. : NILS Pub. Co., c1990-1999. 3 v. (loose-leaf) : forms ; 26 cm.

Rosenbaum, D. Hugh.
       1981 annual report ; captive insurance companies. In: Risk management reports,
       ( v.8, no.1, p.9-141, January/February, 1981 )

_____. Reinsurance for captives : an overview. Journal of reinsurance  ( v. 12, no. 2, Spring 2005).

Schmit, Joan T.
      "Cost effectiveness of risk management practices." Journal of risk and insurance.
      (v. 57, no. 3, September 1990) .

Sobel, Mark J.
       Bank captives : some actuarial considerations. In: The John Liner review, 
        ( v.1,no.4, p.33-39, Winter, 1988 )

Thompson, William E.
       The captive insurance concept. [Rev. ed.] Oklahoma City, OK : Landmark
      insurance group, c1981. [41]p. ; 28cm.

Ullrich, Thomas R.
      Pooling risks in a captive insurance company. In: The John Liner review, ( v.6.
       no.3, p.41-49, Fall, 1992 )

Webster, George D.
       How to form and operate an association captive insurance company / [by]
       George D. Webster [and] John J. Matternas. Washington : American society of 
       association executives, c1981.

Welles, Chris.
      The captives : turmoil in insuranceland. In: Viewpoint; the Marsh & McLennan
      quarterly, ( v.8, no.1, p.21-34, Summer, 1979 )

Westover, Kathryn A.
     Captives and the management of risk. Dallas, Tex. : International Risk 
     Manaagement Institute, 2002.

______. Captives and the management of risk.  2nd ed.  Dallas, Tex. : International Risk Management Institute, 2006.

Whitney, A. Grant.
       The captive reciprocal. In: American Management Association. What's new in
      risk management? 1959, ( p.101-115 )

Wood, David Dorroh.
       Equity return behavior around the formation of insurance captives / [by] David D.
       Wood, John L. Glascock [and] Dalton L. Bigbee.  Journal of insurance issues and
       practices, ( v.11, no.1, p.21-33, January, 1988 )

Yonkunas, John,
     Generally accepted captive standards: financial standards. Dariend, CT,
     Tillinghast, 1991.

Young, J. Brady,
      Risk financing alternatives : size and impact on the commercial insurance market
     . In: Risk management reports, ( v.18, no.5, p.15-24, September/October, 1991 )