St. John's University School of Law
American Bankruptcy Institute Law Review

Recognizing the Breadth of Non-Assignable Contracts in Bankruptcy: Enforcement of Nonbankruptcy Law as Bankruptcy Policy

Michael J. Kelly

The final piece in Spring 2008, Recognizing the Breadth of Non-Assignable Contracts in Bankruptcy: Enforcement of Nonbankruptcy Law as Bankruptcy Policy, is an LL.M. thesis authored by Michael J. Kelly.  This thesis addresses the court split in interpreting the relationship between Bankruptcy Code subsections 365(c)(1) and (f)(1).  Based on the plain language and legislative history behind section 365, the author provides an in-depth analysis of the scope of these subsections.  The author theorizes that Congress intended section 365(c)(1) to include only those laws that require the non-debtor party's consent prior to assignment of the involved contracts or leases.  In contrast, subsection (f)(1) remains feasible and renders unenforceable laws generally prohibiting, restricting, or placing conditions on assignment other than the consent of the non-debtor.  The thesis concludes by advocating for application of this theory because it effectively eliminates inconsistent treatment of subsections (c)(1) and (f)(1) and allows them to successfully coexist.