St. John's Law Review

Revisiting The Ambiguity Of “And” and “Or” In Legal Drafting

By: Kenneth A. Adams & Alan S. Kaye

Most general works on legal drafting contain a discussion of ambiguity, and usually such discussions touch on the ambiguity associated with the words and and or. Treatment of this topic has, however, been characterized by oversimplification and error. This is not without consequence, as an element of this flawed analysis has made its way into case law.

In this article, the authors reexamine the ambiguity engendered in legal drafting by and and or. They do so in a way that reflects linguists' understanding of the subject, and they explore how ambiguity varies depending on the grammatical context.

After defining ambiguity and distinguishing it from vagueness and after considering the significance of context, this article examines the ambiguity engendered by plural nouns, a topic that is closely related to the ambiguity of and and or. It then discusses in turn the ambiguity engendered by and and by or and closes with a discussion of and/or and the ambiguity of and used in conjunction with or. Any marked divergence from analyses offered elsewhere in the literature on legal drafting is noted.