Francis J. Facciolo
M.Ph., Graduate Center of the City University of New York
J.D., Columbia University
Bar admission New York State 1984
Professor Facciolo practiced for ten years as a transactional corporate attorney in several major New York City law firms before becoming a law professor. Professor Facciolo is the Assistant Director of the Securities Arbitration Clinic at the St. John's University School of Law and teaches Regulation of Investment Companies and Corporate Finance. As an adjunct professor, he also teaches Sales and Payment Systems, Securities Regulation and Federal Regulation of Mutual Funds at New York Law School. Finally, he developed and taught a course for several years on the Regulation of Securities Markets and Broker-dealers at Hofstra School of Law.
He has published numerous articles in the areas of securities law (with specialties in the law of broker-dealers, investment companies and investment advisers), payment systems, the Uniform Commercial Code (specifically Articles 1 and 8), and secured lending.
He received his J.D. from Columbia Law School and is a former clerk for Justice Sidney M. Schreiber of the New Jersey Supreme Court.